Disclosures

Perspective Investments provides the following disclosures to meet regulatory requirements and for information:


AIFMD Investor Communications Disclosure

Perspective Investment Management Limited ("PIM") is a non-EU Alternative Investment Fund Manager ("AIFM") for the purposes of the Alternative Investment Fund Managers Directive 2011/61/EU (the "AIFMD") and is required to make certain disclosures to existing investors, beneficial investors and potential investors in accordance with Article 23 of the AIFMD. The scope of this disclosure includes PIM's role as manager of an Alternative Investment Fund ("AIF").

PIM has prepared a guide which explains where the disclosures required under Article 23 are contained within the various documents produced for investors. This guide may be made available to existing investors, beneficial investors and potential investors on request. Any such requests should be addressed to the Compliance Officer at Compliance@PerspectiveInvestments.com.


AIFMD Remuneration Disclosure 2020

Perspective Investment Management ("PIM") is a non-EU Alternative Investment Fund Manager ("AIFM") for the purposes of the Alternative Investment Fund Managers Directive 2011/61/EU (the "AIFMD") and is required to make available certain disclosures to existing investors, beneficial investors and potential investors in accordance with Article 23 of the AIFMD. This includes disclosures concerning the remuneration policies of PIM.

PIM has appointed Perspective Capital Management Limited ("PCM") in the United Kingdom as a Sub-Investment Manager. PCM, as a limited licence firm regulated by the FCA is subject to the FCA rules on remuneration. These are contained in the FCA's Remuneration Code located in the SYSC Sourcebook of the FCA's Handbook.

The required remuneration disclosures in respect of PIM and PCM may be made available to existing investors, beneficial investors and potential investors on request. Any such requests should be addressed to the Compliance Officer at Compliance@PerspectiveInvestments.com.


Other Disclosures

EU MiFID Transactions Disclosure 2020

UK FCA Pillar 3 Capital Risk Disclosure 2020

UK FCA Stewardship Code Disclosure